A many-body quantum system that is continually monitored by an external observer may be in distinct dynamical phases, depending on whether or not the observer’s repeated local measurements prevent the buildup of long-range entanglement. The universal properties of the “measurement phase transitions” between these phases remain a challenge. In this talk I will describe new theoretical approaches to measurement phase transitions, making connections with problems in statistical mechanics such as disordered magnets and travelling waves. I will show that exact results are possible in some regimes, including for quantum circuits with all-to-all interactions. (Based on arxiv:2009.11311)
Modern supervised machine learning algorithms are at their best when provided with large datasets and large, high-capacity models. This kind of data-driven paradigm has driven remarkable progress in fields ranging from computer vision to natural language processing and speech recognition. However, reinforcement learning algorithms have proven difficult to scale to such large data regimes without the use of simulation. Online reinforcement learning algorithms require recollecting data in each experiment -- when the dataset is on the scale of ImageNet and MS-COCO, this becomes infeasible to do in the real world. Offline reinforcement learning algorithms have so far been difficult to integrate with deep neural networks. In this talk, I will discuss some recent advances in offline reinforcement learning that I think represent a step toward bridging this gap, and in addition carry a number of appealing theoretical properties. I will discuss the theoretical reasons why offline reinforcement learning is challenging, discuss the solutions that have been proposed in the literature, and describe our recent advances in developing conservative Q-learning methods that provide theoretical guarantees in the face of distributional shift, providing not only a practical way of deploying offline deep RL, but also a degree of confidence that the resulting solution will avoid common pitfalls of overestimation. I will also describe how the ideas in offline RL can be applied more broadly to data-driven optimization problems that do not necessarily involve sequential decision making, such as designing protein sequences or robot morphologies from prior experimental data. This emerging field shares many of the theoretical foundations with offline RL, but represents the possibility to broaden the impact of data-driven decision making to a wider range of applications.
Model-free reinforcement learning attempts to find an optimal control action for an unknown dynamical system by directly searching over the parameter space of controllers. The convergence behavior and statistical properties of these approaches are often poorly understood because of the nonconvex nature of the underlying optimization problems and the lack of exact gradient computation. In this talk, we discuss performance and efficiency of such methods by focusing on the standard infinite-horizon linear quadratic regulator problem for continuous-time systems with unknown state-space parameters. We establish exponential stability for the ordinary differential equation (ODE) that governs the gradient-flow dynamics over the set of stabilizing feedback gains and show that a similar result holds for the gradient descent method that arises from the forward Euler discretization of the corresponding ODE. We also provide theoretical bounds on the convergence rate and sample complexity of the random search method with two-point gradient estimates. We prove that the required simulation time for achieving $\epsilon$-accuracy in the model-free setup and the total number of function evaluations both scale as $\log (1/\epsilon)$.
Most literature on policy evaluation, bandit methods, etc., is focused on settings where actions taken on one unit do not affect other units. Such lack of interference, however, fails to hold in many applications of interest. For example, in a vaccine study, one person getting vaccinated also protects others; in a microcredit study, loans given to one person may stimulate the economy and indirectly benefit others; or, in a jobs-training study, training more people to perform a given task may create over-supply of qualified workers, thus reducing the market value of the training. In this talk, I'll survey various approaches to modeling cross-unit interference, and discuss associated methods for policy evaluation.
We consider the problem of reinforcement learning (RL) with unbounded state space, motivated by the classical problem of scheduling in a queueing network. Traditional policies as well as error metric that are designed for finite, bounded or compact state space, require infinite samples for providing any meaningful performance guarantee (e.g. ℓ_∞ error) for unbounded state space. We need a new notion of performance metric. Inspired by the literature in queuing systems and control theory, we propose stability as the notion of “goodness”: the state dynamics under the policy should remain in a bounded region with high probability. As a proof of concept, we propose an RL policy using Sparse-Sampling-based Monte Carlo Oracle and argue that it satisfies the stability property as long as the system dynamics under the optimal policy respects a Lyapunov function. The assumption of existence of a Lyapunov function is not restrictive as it is equivalent to the positive recurrence or stability property of any Markov chain. And, our policy does not utilize the knowledge of the specific Lyapunov function. To make our method sample efficient, we provide an improved, sample efficient Monte Carlo Oracle with Lipschitz value. We also design an adaptive version of the algorithm, based on carefully constructed statistical tests, which finds the correct tuning parameter automatically.
This work is joint with Devavrat Shah and Zhi Xu.
The quantum states of matter in the immediate vicinity of a black hole can be studied using no other information than Standard Model physics combined with perturbative gravity. The point is that the relevant energy scale of the most important fields involved is low compared to the Planck scale, provided the black hole is big compared to the Planck scale. Usually this problem is investigated by using the metric that includes the effects of matter that formed the black hole in the distant past and sometimes also matter that is radiated away in the distant future. Arguments are presented however to justify that one should ignore those effects. The metric then becomes invariant under time translation, and this is what we need to get the energy eigen states. It is this scheme that forces us to impose the antipodal identification as a new boundary condition, giving us a beautiful picture of black hole quantum evolution. The logic of choosing this compulsory topological twist in space-time is explained. There are still many very hard questions and I hope to be able to inspire people to look into these.
We introduce the notions of (G,q)-opers and Miura (G,q)-opers, where G is a simply-connected complex simple Lie group, and prove some general results about their structure. We then establish a one-to-one correspondence between the set of (G,q)-opers of a certain kind and the set of nondegenerate solutions of a system of XXZ Bethe Ansatz equations. This can be viewed as a generalization of the so-called quantum/classical duality which I studied with D. Gaiotto several years ago. q-Opers generalize classical side, while on the quantum side we have more general XXZ Bethe Ansatz equations. The generalization goes beyond the scope of physics of N=2 supersymmetric gauge theories.
We consider the question of learning Q-function in a sample efficient manner for reinforcement learning with continuous state and action spaces under a generative model. If Q-function is Lipschitz continuous, then the minimal sample complexity for estimating ϵ-optimal Q-function is known to scale as O(eps^{-(d1+d2+2)}) per classical non-parametric learning theory, where d1 and d2 denote the dimensions of the state and action spaces respectively. The Q-function, when viewed as a kernel, induces a Hilbert-Schmidt operator and hence possesses square-summable spectrum. This motivates us to consider a parametric class of Q-functions parameterized by its "rank" r, which contains all Lipschitz Q-functions as r→∞. As our key contribution, we develop a simple, iterative learning algorithm that finds ϵ-optimal Q-function with sample complexity of O(eps^{-max(d1,d2)+2}) when the optimal Q-function has low rank r and the discounting factor is below a certain threshold. Thus, this provides an exponential improvement in sample complexity. To enable our result, we develop a novel Matrix Estimation algorithm that faithfully estimates an unknown low-rank matrix with respect to max-norm sense even in the presence of arbitrary bounded noise, which might be of interest in its own right. Empirical results on several stochastic control tasks confirm the efficacy of our "low-rank" algorithms.
This is based on joint work with Dogyoon Song, Zhi Xu, Yuzhe Yang. The manuscript is available at https://arxiv.org/abs/2006.06135.
We study the reward-free reinforcement learning framework, which is particularly suitable for batch reinforcement learning and scenarios where one needs policies for multiple reward functions. This framework has two phases. In the exploration phase, the agent collects trajectories by interacting with the environment without using any reward signal. In the planning phase, the agent needs to return a near-optimal policy for arbitrary reward functions. We give a new efficient algorithm which interacts with the environment at most $O\left( \frac{S^2A}{\epsilon^2}\poly\log\left(\frac{SAH}{\epsilon}\right) \right)$ episodes in the exploration phase, and guarantees to output a near-optimal policy for arbitrary reward functions in the planning phase. Here, $S$ is the size of state space, $A$ is the size of action space, $H$ is the planning horizon, and $\epsilon$ is the target accuracy relative to the total reward. Our sample complexity scales only logarithmically with $H$, in contrast to all existing results which scale polynomially with $H$. Furthermore, this bound matches the minimax lower bound $\Omega\left(\frac{S^2A}{\epsilon^2}\right)$ up to logarithmic factors.
In compact astrophysical objects, such as neutron star magnetospheres, black-hole accretion disk coronae and jets, the main energy reservoir is the magnetic field. The plasma processes such as magnetic reconnection and turbulence govern the extraction of that energy, which is then deposited into heat and accelerated particles and, ultimately, the observed emission. To understand what we observe, we first need to describe from first principles how these processes operate in violent regimes applicable to certain classes of compact objects, where radiative drag and pair production/annihilation play a significant role. As a specific example, I will briefly cover our state-of-the-art understanding of one of these processes — magnetic reconnection — and present the first self-consistent simulations of QED-mediated reconnection in application to neutron star magnetospheres and explain how it helps us understand the observed gamma-ray emission from these objects. I will also talk about the future prospects of this area of research; QED-mediated plasma processes also take place in a variety of other astrophysical objects, such as the accretion disk coronae in X-ray binaries, coalescing neutron stars shortly before their merger, and short X-ray bursts in magnetars.
Offline RL is crucial in applications where experimentation is limited, such as medicine, but it is also notoriously difficult because the similarity between the trajectories observed and those generated by any proposed policy diminishes exponentially as horizon grows, known as the curse of horizon. To better understand this limitation, we study the statistical efficiency limits of two central tasks in offline reinforcement learning: estimating the policy value and the policy gradient from off-policy data. The efficiency bounds reveal that the curse is generally insurmountable without assuming additional structure and as such plagues many standard estimators that work in general problems, but it may be overcome in Markovian settings and even further attenuated in stationary settings. We develop the first estimators achieving the efficiency limits in finite- and infinite-horizon MDPs using a meta-algorithm we term Double Reinforcement Learning (DRL). We provide favorable guarantees for DRL and for off-policy policy optimization via efficiently-estimated policy gradient ascent.